João Paulo Ferraz Oliveira
Rev. Carta Inter., Belo Horizonte, v. 16, n. 2, e1114, 2021
1-25
Intergovernmental organisations and
the protection of democracy:
a multifaceted power in world politics
Organizações internacionais e a proteção
da democracia: um poder multifacetado
na política internacional
Las organizaciones internacionales y la
protección de la democracia: un poder
multifacetado en la política internacional
DOI: 10.21530/ci.v16n2.2021.1114
João Paulo Ferraz Oliveira
1
Abstract
The international protection of democracy is a matter of power.
Although recent studies systematized the multidimensional
perspective of power in democracy protection policies, they focused
on national states. This article focused on another actor, the
Intergovernmental Organizations (IGOs), assuming them as actors
capable of projecting power in world politics. First, we use the
typology of power in Barnett and Duvall, stated as multifaceted
and productive of different policies and results. Second, the article
applied the typology, observing how compulsory, institutional,
structural and productive powers appear in IGOs action. The
result was a complex, multilevel and interdisciplinary analysis
of power phenomenon.
Keywords: Power, Intergovernmental Organizations, Democracy
promotion.
1 Doutor em Ciência Política pela Universidade Federal de Minas Gerais e
Doutor em Ciência Política e Social pela Université Catholique de Louvain.
(joaoferrazoliveira@yahoo.com.br). Pesquisador do RIPPERP (Rede Interins-
titucional de Pesquisa em Política Externa e Regime Político) e GEOMM (Grupo
de Estudo Oriente Médio e Magreb) ORCID: orcid.org/0000-0003-1740-4995.
Artigo submetido em 15/08/2020 e aprovado em 24/10/2020.
ASSOCIAÇÃO BRASILEIRA DE
RELAÇÕES INTERNACIONAIS
ISSN 2526-9038
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Intergovernmental organisations and the protection of democracy: a multifaceted power in world politics
Rev. Carta Inter., Belo Horizonte, v. 16, n. 2, e1114, 2021
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Resumo
A proteção da internacional da democracia é uma questão de poder. Embora estudos
recentes sistematizaram a perspectiva multidimensional do poder nas políticas de proteção
democrática, o foco estava nos Estados nacionais. Este artigo enfocou as Organizações
Intergovernamentais (OIGs), assumindo-as como atores capazes de projetar poder na
política mundial. Primeiro, usamos a tipologia do poder em Barnett e Duvall, declarada
como multifacetada e produtora de diferentes políticas e resultados. Segundo, o artigo
aplicou essa tipologia observando como os poderes compulsórios, institucionais, estruturais
e produtivos aparecem na ação das OIGs. O resultado foi uma análise complexa, multinível
e interdisciplinar do fenômeno político.
Palavras-chave: Poder, Organizações Intergovernamentais, Proteção democrática.
Resumen
La protección de la democracia internacional es una cuestión de poder. Estudios recientes
han sistematizado la perspectiva multidimensional del poder en las políticas de protección
democrática con enfoque en los estados nacionales. Este artículo analisa las Organizaciones
Intergubernamentales (OIG), las entiendo como actores con poder proyectivo en la política
mundial. Primeiro, utilizamos los tipos de poder de Barnett y Duvall, declarados multifacéticos
y que producen distintas políticas y resultados. Segundo, analizamos los poderes obligatorios,
institucionales, estructurales y productivos en la acción de las OIG. El resultado fue un
análisis complejo, multinivel e interdisciplinario del fenómeno político.
Palabra clave: Poder, Organizaciones intergubernamentales, Protección democrática.
Introduction
In 2016, the Polish Law and Justice Party (PiS) began to carry out a series of
violations against the European Acquis Communautaire values. These violations
included the manipulation of constitutional order and substantive actions to
hinder the court systems’ power of decision-making. In response, the European
Union (EU) reacted to this situation by mobilizing Article 7 in an attempt to
change the behavior of the authoritarian domestic elite (Halmai 2018). Similarly,
in Latin America, the Organization of American States (OAS) used Resolution
1080 against Alberto Fujimori in Peru (1991) and José Serrano Elias in Guatemala
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(1993), both self-coup attempts, and applied the Inter-American Democratic
Charter (IADC) against Honduras’ military division in 2009, also a coup d’état
attempt (Heine and Weiffen 2015, Shaw 2004, Arceneaux and Pion-Berlin 2007,
McCoy 2012). In all of these contexts, Intergovernmental Organizations (IGOs)
sought to prevent their State members’ democracies from backsliding.
Indeed, all of the above examples admit the following statement: “The
promotion of international democracy is concerned with power, in many aspects”
(Wolff 2015, 219). Seeking democratic compliance worldwide, international
actors wield power to accomplish their goals. However, to achieve these goals,
this political action requires an asymmetric relation of power concerning their
state targets (Wolff 2015). Surprisingly for Wolff, a limited number of scholars
paid attention to power issues within policies geared toward the promotion
of democracy, even if a significant part of the foreign affairs discussion was
in fact dedicated to this matter. Wolff’s article, entitled “Power in Democracy
Promotion”, insisted on a “systematic consideration of power in the academic
study of democracy promotion” (Wolff 2015, 220) using the typology of power
developed by Barnett and Duvall (2005).
Nevertheless, Wolff (2015) focused his analysis on nation-states. From his
perspective, nation-states present a prevalence over other actors. In his words,
“International Organizations and nonstate agencies are considered only to be
instruments of governmental democracy promotion, not as actors in their own
right” (Wolff 2015, 221). Indeed, most studies about the promotion of international
democracy have favored activities conducted by individual entities (mainly
nation-states) and spillover effects associated with contagion structures during
democratization processes, regardless of actions from other relevant actors
(Pevehouse 2005).
This article, therefore, proposes a dialog with Wolff’s (2015) proposition. First,
the same power typology of Barnett and Duvall (2005), divided into compulsory,
institutional, structural, and productive types, is mobilized. Second and even
more crucial, this study seeks to apprehend the multifaceted power of multilateral
promoters in matters of democracy promotion not discussed by Wolff. Precisely,
this work presents a theoretical and conceptual mobilization regarding the
power of IGOs in their participation in policies geared toward the promotion of
democracy.
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This article begins by changing the use of “promotion of democracy” to
“protection of democracy”, claiming that these concepts are not interchangeable.
This occurs due to the application of Hawkins’ concept of democracy protection,
considered to be the “activities that offer tangible or intangible rewards or
penalties to the state as a whole for aggregate behavior with respect to democratic
standards” (Hawkins 2008, 375). This concept is particularly useful for the
multidimensional debate in this article. First, this concept allows the use of
material and immaterial forms of power, whether through rewards or penalty
mechanisms. Second, it contemplates the transformations in the actor’s behavior
toward a democratic standard constructed at the multilateral level. Finally, it
allows for reflection on the normative construction of a protected democratic
concept.
Thus, this article is divided as follows. The first section presents the “actorness”
of IGOs. In this regard, our study discusses the literature regarding how IGOs
can independently formulate policies according to the Principal-Agent model
and, mainly, what analytical concerns relate to the construction of democracy
promotion policies. The second section briefly discusses Barnett and Duvall’s
(2005) power typology, divided into compulsory, institutional, structural, and
productive types and features.
Finally, the core of the article demonstrates how these typologies appear
within IGOs’ idiosyncratic powers. As regards compulsory power, this article
focuses on: (1) how IGOs use their mechanisms to change behavior, (2) how
IGOs reach convergence to apply those mechanisms of power, and (3) what is
at stake when they do that. As regards productive power, this article focuses on:
(1) the social purpose of IGOs in democracy protection, (2) IGOs as protectors
of set norms (diffusers); (3) the values and concepts of democracy protection.
As regards structural power, the discussion treats the role of IGOs’ links and
governance policies in the export of structural prerequisites that prescribe the
actor’s behavior and institutional actions to be implemented. Finally, as regards
institutional power, the discussion treats the IGOs’ use of transnational (TNAs)
or transgovernmental (TGAs) actors to promote democracy.
The findings in this conceptual-theoretical discussion demonstrated that
the multifaceted observation of power in the IGOs’ participation in democracy
promotion policies is complex, multilevel, and interdisciplinary.
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IGOs in rational and social approaches
IGOs are different from nation-states in their own characteristics (Hawkins et
al. 2006. Thus, the analytical endeavor must assume that this different characteristic
for IGOs in comparison to nation-states has direct impacts upon the comprehension
of power in these organizations. This differentiation is directly concerned with the
connection between Principal-Agents in their forms of delegation and bureaucratic
culture in decision-making procedures.
In general, IGOs have three main features: as formal institutions, as the
arena of decision-making, and as actors in world politics (Archer 2001). First,
IGOs are formally “explicit arrangements, negotiated among international actors
that prescribe, denounce, or authorize behavior” (Koremenos, Lipson and Snidal
2001, 762). Second, IGOs are organizational structures for decision-making
processes among nation-states. According to Abbott and Snidal (1998), states
act through IGOs because they provide depoliticized or specialized forums.
In many theoretical approaches to international relations (especially within
regime theory), this formal organizational structure commonly provides an
optimal arena for negotiations aimed at shaping cooperation, coordination,
and compliance among nation-states (Keohane 2002; Archer 2001). Third, IGOs
possess operational and managerial facets that characterize the ‘actorness
2
’of
the organization. This results in the IGOs’ capacity to develop an actor-oriented
or strategic action towards international policies (Hawkins et al., 2006 Brattberg
and Rhinard, 2013).
Academically, the analysis of IGOs’ capacities divides into two main strands.
The first approach assumes a rational approach, mainly associated with the
Principal-Agent (PA) models (Hawkins et al. 2006). This approach focuses on
delegation factors between different actors for specific tasks. In the context of
IGOs, Principals are the Member-States, Agents are the international bureaucracies,
and formalized treaties and pacts are the typical instruments of delegation
(Hawkins et al. 2006).
For Bauer and Ege (2016), the PA model relates to situations of control by
Principals and discretion for Agents, summarized in studies of competences/
statutory powers, influences in decision-making, production of sanction policies,
2 According to Brattberg and Rhinard (2013), in the literature, “actorness” associates with the recognition,
authority, legitimacy, autonomy, opportunity, presence, capability, and consistency of actions of the IGO in
world politics.
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and operational resources in international bureaucracies. In this sense, PA identifies
the primary explanations for delegation. This delegation is a result of a principal-
agent agreement in the form of a contract (Delreux and Adriaensen 2017).
Indeed, the contract allows for the crucial concept of autonomy. Autonomy
is considered to be “the range of independent action that is available to an
agent and can be used to benefit or undermine the principal, while slack is
actual behavior that is undesired” (Hawkins et al. 2006, 8). For Bauer and Ege
(2016), autonomy regards the IGOs’ capacity to produce an autonomy of one’s
will
3
and an autonomy to act
4
. Thus, IGOs can exert their influence in future
decision-making processes when achieving higher levels of delegation,
5
in turn
diminishing the level of control of nation-states (Hawkins et al. 2006), or when
IGOs exercise power based on their specialization (Bauer and Ege 2016).
However, the autonomy of the IOs is not a synonym of complete independence
(Hazelzet 1998). International bureaucracies still respond to nation-states
(Principals), inserted in a context of control (Hawkins et al. 2006). This control
occurs through monitoring mechanisms, constraints associated with the content
of delegation, and the political selection of agents designed to assimilate their
preferences in consonance with the Principal’s perspective. More importantly,
the relationship between principal and agent is grounded on mutual benefits,
which means fewer costs to the Principal in order to achieve a specific outcome
and higher autonomy for the international bureaucracy to act. Analytically
speaking, this requires the observation of how nation-states’ decision-making,
dialogs, and negotiations directly influence the autonomy decision construction
of IGOs and how a bureaucracy reacts to a state’s decision-making (Haftel and
Thompson 2006).
The second strand of the agency analysis of IGOs applies a sociological
perspective, which focuses on the characteristics of bureaucratic actors and their
social ambience (Bauer and Ege 2016). Indeed, following a Weberian bureaucratic
theory, the sociological approach opens up the “international institutions’ box”
3 "Autonomy of will" concerns the capacity of international bureaucracy to establish preferences apart from
the preferences of the member states. (Bauer and Ege 2016).
4 Autonomy of action” concerns two types of resources: institutional resources, such as statutory powers, and
enhancement of administrative resources, to set the agenda. These also persuade states to delegate more
authority and reduce their level of control (Bauer and Ege 2016; Hawkins et al. 2006).
5 "Delegation is a conditional grant of authority from a Principal to an Agent, which empowers international
bureaucracy. This grant is limited in time or scope and must be revocable by the Principal. (Hawkins et
al.2006).
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searching for conditions for bureaucratic influence and channels of power in
particular directions. Assuming IGOs are autonomous, the use of sociological
approaches shed light on the constitutive and constructive form to project actors,
interests, and social purposes in intra-organizational structures. From Barnett
and Finnemore’s (1999) perspective, IGOs respond to normative and cultural
forces that shape how the institution constructs its missions, procedures, and
concepts. In this sense, ignoring the “social” aspects of organizations requires a
sensible look into cultural, normative, and identity issues in this endeavor (Hall
and Taylor 2003). As this article demonstrates, the different power typologies
mobilize various aspects of this engendering of institutional gears and social
forces, thus resulting in a complex array of power relations and outputs.
The typologies of power
According to Barnett and Duvall (2005), power “is the production, in and
through social relations, of effects that shape the capacities of actors to determine
their circumstances and fate (Barnett and Duvall 2005, 8)”. For them, the conceptual
construction of power has two analytical dimensions: the “kinds of social relations
through which power works, and the specificity of social relations through which
effects on actors’ capacities are produced (Barnett and Duvall 2005, 9). The
kinds of power relate to “an attribute of particular actors and their interactions
or a social process of constituting what actors are as social beings, that is,
their social identities and capacities (Barnett and Duvall 2005, 9). In relational
matters, an actor-centered perspective relates to “power over” others, a common
perspective found in realist approaches. Otherwise, constitutive power relates
to “power to”, associated with the capacity to produce meaning and structures
of the domain, typically approached by reflexivist perspectives (Barnett and
Duvall 2005).
The specificity of power concerns the “degree to which the social relations
through which power works are direct and socially specific or indirect and socially
diffuse (Barnett and Duvall 2005, 9). This concept is directly related to the fact
that “specific relations concern the direct causal/constitutive connection between
actors that are in physical, historical, or social-positional proximity” (Barnett
and Duvall 2005, 11). Indirect power is mediated by indirect mechanisms (role
of institutions, whether formal or informal) or produced discourses that shape
the actor’s subjectivity (Barnett and Duvall 2005).
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Table 1 summarizes the type of power and their general characteristics by
kind and type.
Table 1 — Types of power and its main characteristics
Type of power General characteristics
Compulsory power
Actor-centered and direct: refers to “relations of the interaction
of direct control by one actor over another” (Wolff 2015, 221).
Institutional power
Actor-centered and diffuse: which refers to "the control actors
exercise indirectly over others through diffuse relations of
interaction” (Wolff 2015, 222).
Structural power
Constitutive and direct: “the constitution of subjects capacities
indirect structural relation to one another” (Wolff 2015, 222).
Productive power
Constitutive and diffuse: “the socially diffuse production
of subjectivity in systems of meaning and signification”
(Wolff 2015, 222).
Source: Compiled from Wolff’s (2015) table and typology content.
The next section will present each type of power exercised by IGOs in
democracy protection policies, calling attention to their features, including
the remarkable analytical aspects of each and how they operate in democracy
protection policies.
Power in place: IGOs and different types of power
Coercive
According to Barnett and Duvall (2005), compulsory power is the direct
capacity of actors to shape the circumstances or actions of others, intentionally
or unintentionally. Often, this is the primary type of discussion in international
relations — typically associated with great power politics, whose studies discuss
how material resources are used to impose interests in diametric opposition to
one another (Wolff 2015). Specifically regarding the coercive power of IGOs, the
literature calls attention to three key aspects: (1) The use of IGO mechanisms
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to change behavior, (2) the convergence between Principal-Agent to apply
those mechanisms of power, and (3) what is at stake when IGOs use coercive
mechanisms.
Predominantly, compulsory power relates to the leverage model of democracy
promotion. In this model, IGOs encourage countries to behave according to a
wide range of multilaterally defined institutions. Differently from other types,
leverage is a top-down approach that focuses on leaders (political elites), and
central agencies based on the politics of conditionality (Freyburg et al. 2015).
As a bargaining process, IGOs seek to maximize their utility when the exchange
of information, threats, promises, and the imposition of sanctions and rewards
toward a specific behavior deviate from the target. Consequently, this type of
bargaining process reflects some asymmetry among the actors involved in the
process (Lavenex and Schimmelfenning 2011).
Hence, the first issue on coercive power relates to IGOs’ different types of
institutional mechanisms that interfere in different moments of democratization.
Pevehouse (2002, 2005) dedicated a significant part of his work to analyzing the
role of IGOs in the democratization process. In his work, IGOs offer three causal
mechanisms that link their actions to democratization. First, IGOs can apply
pressure (diplomatic and economic) to compel internal forces toward democratic
behavior. Second, joining IGOs (membership) can ensure the international
legitimacy of the elite in transitional contexts. Third, IGOs can produce an
arena of socialization in which elites can be persuaded to become less averse
to liberalization and democratization systems, indicating a tendency of learning
democratic practices at the domestic level.
The second aspect relates to the Principal-Agent relationship within an IGO
— how IGOs produce convergences when applying coercive mechanisms. This
means that, for IGOs to act, some cooperation/coordination among member states
(IGOs as an arena) and international bureaucracies (IGO as an actor) is necessary,
whether by member-state preferences or through bureaucracy actions by delegation
(Hawkins et al. 2006). According to Hawkins (2008), the sanctioning of practices
is not easy to achieve, since member states are resistant to intervention and all
political costs due to uncertain results. As demonstrated in Table 2, different
sorts of analytical features come from the type of PA relation, for example: a) the
range of mechanisms allowed, b) the role of bureaucracy, c) the time for action,
d) the contents of democratic issues (democratic backsliding/coup d ‘état), and
e) different types of democracy protection policies and delegation.
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Table 2 — The analytical issues for coercive mechanisms
Issues Features
What is the range of
mechanisms allowed
to use?
In this matter, the democratic protection policy demonstrates
what is at the hands of international bureaucracy to do (Hawkins
et al. 2006). It involves either material or immaterial tools for
compliance (Hawkins 2008).
What is the role of
bureaucracy?
In this matter, the delegation process sets the institutional
maneuvers for bureaucratic agents. Some bureaucracies possess
specialized tools, actions, and performances in democracy
protection policies. This includes the role of the Secretary-General
(SG), and specialized offices in different themes and at different
levels (Chesterman 2007; Hawkins et al. 2006).
What is the time for
action?
In this matter, the delegation process demonstrates when IGOs
would act in cases of democracy protection. For instance, in
transitions to democracy: after or before the transitional pact. In
democratic backsliding: after (curative) or before (preventive)
the coup d'état (Pevehouse 2005). The variance of possibilities
allows different strategies by international bureaucracies in terms
of action.
What is the content
of the democratic
issue?
Although productive powers also discuss this type of normative
aspect, in coercive elements, it relates to the legal actions toward
democratic issues inside the target state (Hawkins et al. 2006).
This settles a legalistic position about when coercion and what
types of mechanisms would be allowed.
What is the target of
coercion?
IGOs have two types of targets: third countries that do not belong
to the organization or member-states. For both types there are
different costs and rewards of action. The process of delegation
enlightens how to act in both cases, how to sustain different
types of asymmetries, and how to deal in bargaining processes
(Vachudova 2005; Schimmelfenning and Sedelmeier 2004).
Source: Author’s compilation
The third issue relates to what is at stake in leverage policies concerning
coercion practices. In this sense, coercive power contemplates what mechanisms
are at the hands of IGOs and how effective they can be. Indeed, effective coercive
policies depend on the relative bargaining power between IGOs and the target
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state. Thus, power asymmetry can tell more about how the targets can be a
subject of conditionality (Buscaneanu 2016). For Buscaneanu (2016), its efficiency
is mainly contingent on “domestic veto points, cost of adaptation, and the size
and credibility of rewards or sanctions normative agents can use” (Buscaneanu
2016, 30). In terms of causality, the more significant the size and credibility of
conditionality, the higher the chance that this coercive policy will affect the
cost-benefit curve of the target country.
This credibility also differs regarding the target country. For example, if
the target country is a member-state, the targeting relates to compliance issues
between this national state and the organization (Haas 1998). Otherwise, if the
target is the third country, it is treated as a matter of foreign policy (Smith 2002).
For each type of target country, belonging or not to the IGOs, some mechanisms
can be used, with a different range, different P-A coordination, and consequently,
a different outcome (Schimmelfenning 2007). According to Poppe, Leiniger, and
Wolff (2019) and Grimm (2019), the mechanism choice also relates to the “opening
box” of bargaining negotiation between IGOs and target countries. This opening
box relates to how the content and parameters of negotiation agenda, as well
as what conditions of this negotiation, might result in a gradual adaptation of
the promoter’s plan within the context of recipient countries. The protection of
democracy is rarely the only theme on the agenda, but it is overlapped with the
economic development agenda, assuming an issue-linkage form of bargaining
(Poppe, Leiniger and Wolff 2019).
Productive
According to Barnett and Duvall (2005), productive power refers to “the
constitution of all social subjects with various social powers through systems of
knowledge and discursive practices of broad and general social scope (Barnett and
Duvall 2005, 20). In this sense, as a constructivist analytical approach, productive
power produces systems of meaning resulting from discourse construction that
produces, fixes, and transforms the processes and systems of knowledge. In
these discourses, the relation of power can be found in the practices of the
quotidian, the social fields of actions, and, mainly, the production of social
identities and capacities according to the socially constructed meaning (Barnett
and Duvall 2005; Guzzini 2000). Consequently, productive power is a matter
of subjectivity, as it concerns the social sharing of identity among actors in a
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co-constituted relationship that produces subjects, meanings, terms of actions,
and all boundaries of social life (Guzzini 2000).
In matters of democracy protection policies, the perspective appears as a
normative construction, since it is a social reason provided by collectively shared
values and norms (Schimmelfenning 2003). In this sense, the analysis regards the
production of power in the normative prescriptions and a social/political modus
operandi in terms of decision-making and behavior for a constructed concept
of democracy (Schimmelfenning 2003). Hence, three main aspects stand out
regarding productive power in IGOs: (1) What is the social purpose of an IGO in
democracy protection? (2) What is the phenomenon of an IGO as protectors of
set norms (diffusers)? (3) What are the values and concepts protected in these
policies?
IGOs are producers of power because they generate norms and social meanings.
Thus, IGOs are norm promoters. They “spread norms through establishing
regimes, forming international agendas, constructing discourse, enforcing rules,
and mediating between states” (Park 2005,113), and make use of institutional
prerogatives as gatekeepers to select transnational actors in the global governance
structure (Tallberg 2010). According to Agné (2014), for instance, when IGOs
choose a particular concept of democracy, they formulate a given meaning of
democracy, that which differentiates from another perspective of democracy
(even those which contradict the selected idea), and, normatively, they determine
what particular kind of domestic institutional procedure should be protected.
Consequently, the selection of concepts is a matter of power.
As norm promoters, a crucial subject of study connects to the meaning of
the multilaterally constructed democratic concept. As Agné (2014) problematised,
democratic ideals come with several debates inside of IGOs, whether by conflicts
or convergences, regarding what concept of democracy should be protected
on an institutional basis. For Whitehead (2015), this political agenda follows a
particular discourse, an ambitious and intended universal claim, mobilizing both
institutional and ideational reinforcement. In his argument, the conceptualization
of democracy involved a strong ideology,
6
which influenced the public policy
agenda for years, but now faces resistance from “democracy prevention” or
anti-democracy promotion”. According to Wetzel, Orbie and Bossuyt (2015), the
6 A strong ideology has four features: “(1) tight fusion of fact and value; (2) selective reinterpretation of the
past; (3) marginalization and suppression of alternative viewpoints; and (4) airbrushing inconsistencies to
hold together multiple constituencies” (Whitehead 2015, 14).
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substance of this ideology generally followed a “Western model”
14
of democracy
or promoting polyarchy (Whitehead 2015), and, paradoxically, some skepticism
about the sustainability of this model is always debatable.
Recent literature sharply opposes the argument of the EU’s coherent concept
of democracy. According to Kurki (2015), the organizational complexity of the EU
does not lead to a “consistent and coherent” approach on democratic matters,
although, discursively, the EU extols these democratic qualities. Instead, the
EU’s form of democracy promotion works with a broad but vague definition
of democracy, mobilizing values, such as — liberty, equality, solidarity — but
without a systematic model of democracy promotion.
First, the complexity of the EU denies the possibility of a singular and definitive
idea of democracy. The historical pluralism in the EU, with different experiences
and institutions, guides the process of conceptual vagueness (Kurki 2015). Second,
in her findings, the EU promotes democracy in terms of a “depoliticized” manner,
a “technocratic, rules-export, governance focus” (Young and Pischchikova in
Wetzel 2015, 3) or strategies that display “a technocratic orientation and are
instrumental to deepening market-based reform in aid receiving countries” (Hout
in Wetzel 2015, 3). Third, the common ground of democracy in the EU follows
a more liberal model, but not a pure liberal model, as it is also connected to
economic conditions in favor of successful democratization (Kurki 2015).
The result is the promotion of a fuzzy liberal democracy within the EU context.
This fuzziness is not accidental or coincidental; instead, it favors a political-
economic model to export democracy. First, it serves to create an economic
restructuring of states; in other words, a robust normative approach of what
to do with political institutions in conjunction with economic policies. Second,
a broad and fuzzy agenda allows contradictions in agenda-setting policies.
It is particularly interesting for international bureaucracies for two reasons:
a more significant maneuver margin for action and a discourse of “depoliticizing”
democratic argument by technocratic discourse.
7
In this sense, this unique, fuzzy
liberalism works well when normative ideals are apparently put in second place
when faced with pragmatic interested-oriented cooperation, and when it puts
closure upon an ideological dispute taken up by target states confronting an
unclear ideological position regarding the concept of democracy (Kurki 2015).
7 From Kurki's (2011) perspective, technocratic discourses are "conceptual frameworks that seek to 'depoliticize,
'harmonize,' 'rationalize' and 'objectify' the democracy promotion policy agenda and knowledge-making and
management within it" (Kurki 2011, 212).
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Thus, some consequences appear when contemplating the construction of
the concept of democracy. First, although the normative basis on the discourse
does exist, there is a tendency to avoid value-based rhetoric, giving space to
interest-based and instrumental arguments. The discourse of rationality and
coherence of policy-making overlaps the provision of normative justifications
in the process of formulating a democracy promotion policy. Second, coherent
reasoning can be given to the process in association with an incoherent
concept of democracy, which gives rise to a technocratic discourse. The result
is the presence of normative and political issues that are in fact denied by the
procedure. Third, the rational coherent discourse assumes any contesting and
debating of democracy’s meaning as hazardous (Kurki 2015). It means that
when discussions regarding “which democracy” or “whose democracy” appear,
they are instantly treated as dangerous or skeptically implemented. Fourth,
productive power favors some actors over others, especially when some biases
in the discourse occur; some liberal organization, types of NGOs, technical
personnel and offices, and some member states as leaders are preferred over others
(Kurki 2015).
Finally, the political dynamic does not favor new discussions regarding the
concept of democracy, considering that the focus on the concept of democracy is a
minimalist version at best. As demonstrated, ideals of “democracy” are crucial to
democracy protection policies. In Kurki’s view, the definition of liberal democracy
does not capture all aspects of the political process, and alternative models —
such as social democracy, participatory democracy, deliberative democracy, and
radical democracy — must be discussed in parallel with the embedded democracy
assumption. Thus, “there are important reasons — theoretical, normative,
political, and practical — to take the essential contestability of the idea of
democracy in democracy promotion, for both scholars and practitioners, seriously”
(Kurki 2010, 376).
Structural
According to Barnett and Duvall (2005), structural power consists of the
co-constitutive structure, which defines what social actors are. It denotes that
structural power exists because of an internal relation between a structural
position A in relationship with a structural position B. Thus, the consequences
of the co-constitutive connection between A and B shapes the actors not only by
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the structural inequalities in capacity allocation, but also because of the different
meanings in a subjective interaction between those actors.
Specifically, for democracy protection policies implemented by IGOs, structural
power appears in linkages and governance policies (Freyburg et al. 2015). In
both cases, those policies export structural prerequisites and forms of behavior
production with a concept of democracy: a prescription of actor’s behavior and
institutional aspects to be implemented in a target country. More traditionally,
one of the first structural powers by IGOs was the linkage model of democracy
promotion. The linkage model associates democratization through some structural
prerequisites (Lipset 1959), whether by socioeconomic development or transnational
exchange (Freyburg et al. 2015). Thus, this perspective of democracy promotion
produces some substantive consequences in IGO actions.
First, linkage policies prepare the political scenario for a democratic culture
in a society. This democratic culture comes from several strategies of action:
economic aid (credits, assistances, and investments), intergovernmental negotiation
(bilateral and multilateral), promotion of societal interaction, actions of international
technocracy, communication and networks (Western media penetration, internet
connection, for example), adoption of development policies, educational policies,
strengthening of civil society associations, and the organization of the public
sphere (Freyburg et al. 2015; Sasse 2013).
Second, instead of focusing on specific preferences of governmental or
nongovernmental actors, linkage policies aim to transform long-term calculations
by changing socioeconomic structures, associating high levels of economic
development with the quality of democratization. Third, the focus remains on
bottom-up factors of democratization and not top-down, as seen in political
conditionality by means of leverage. Indeed, linkage strategies assume that
changing socioeconomic structures also change the dispersion of power in society.
Following an indirect strategy, linkage promotion seeks a profound economic
transformation, a long-term horizon of change, but with substantive analytical
implications due to the difficult access of empirical verification (Lavenex 2013).
Linkage strategies assume some necessary conditionality for successful
policies. First, some autonomy by the civil society in the third country enhances
transnational openness. In Freyburg et al. (2015), “Linkage efforts will not reach
civil society if a country is isolated from the outside world. Moreover, civil
society has no freedom to maneuver” (Freyburg et al., 2015, 17). Thus, less
accessibility on the part of the third country means less effectiveness in linkage
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strategies. For Sasse (2013), successful linkage policies require the expertise of
some domestic actors in order to select, pragmatically, some of these policies.
Generally, third countries with different degrees of ‘stateness’
8
can produce different
outcomes, since they have different levels of domestic political competition. In
the author’s argument, international linkages can strengthen and weaken this
domestic competition, encouraging or suppressing regime openings because of
the role of these actors in an asymmetric structure.
The democratic governance model follows some similarities and differences
from the traditional strategy of linkage. Much like linkage strategies, the governance
model strengthens domestic forces in society but focuses on sectoral cooperation
arrangements in public administration (Lavenex, 2013). The structural power in
the governance model resides in the capacity to (1) introduce reforms on public
administration through policy transfer to change the practices in the conduction
of public policy. This means that, differently from linkage policies, the governance
model focuses on legal administrative grounds; (2) cooperation relates to legislation
transference, or, beyond policy transformation, governance model transfers
polity structures associated with democracy standards; (3) much like linkage
policies, the effectiveness assumes some openness and autonomy of domestic
administration, that is, “a certain degree of decentralization of administrative
structures, empowerment of administrative officials, and openness toward contacts
and cooperation with the administrations of international organizations and
other countries” (Lavenex, 2013,143-144).
Institutional power
According to Barnett and Duvall (2005), institutional power is the capacity of
the actor’s control of others in indirect ways. This is indirect because actor A uses
formal and informal institutions to guide, constrain, and propose conditions and
actions of others. Another crucial aspect of institutional power is that, spatially,
this type affects others’ behavior only through institutional arrangements, and
temporally, “institutions established at one point in time can have ongoing and
unintended effects at a later point” (Barnett and Duvall 2005,16).
It is interesting to note that the IGOs’ institutional power reflects the use
of organizations by other organizations. In this particular context, IGOs use
8 According to Sasse (2013), ‘stateness’ is defined as “tensions arising from the incongruence between the state
and the nation (ops cit, 2013, 554).
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transnational actors (TNAs) or transgovernmental actors (TGAs) to promote
democratic policies. First, IGOs have the power to select, encourage, and limit
some aspects of institutional and informational access and budgetary issues.
Second, by its constitutions, transnational/transgovernmental organizations
have independence in action, which leads to cooperative delegations (Tallberg
2010). Thus, the institutional power of IGOs in democracy protection involves,
first, the authority in selecting TNAs/TGAs; second, power in IGO-TNA/TGA
interaction; third, the use of TNA/TGAs in democracy protection (Tallberg 2010).
TNAs are “both non-profit actors, such as NGOs, advocacy networks, social
movements, party associations, philanthropic foundations, and labor unions
(sometimes referred to as civil society actors), and profit-oriented actors, such
as multinational corporations and business associations” (Tallberg and Jonsson
2010, 4). In a context of an accusation of “democratic deficit” against IGOs,
TNAs have taken on the role as a supplement for the improvement of democratic
decision-making procedures and a new means through which to achieve adequate
problem-solving capacity in policy formation (Tallberg and Jonsson 2010). On
that account, TNAs have witnessed gradual participation in new modes of
governance, especially in those involving public and private actors (Tallberg and
Jonsson 2010). Over time, TNAs have taken part in a different moment of the
policy cycle, mobilized between representation for collaboration and access to
those policies, considered to be “policy experts, service providers, and compliance
watchdogs” (Tallberg and Jonsson 2010, 45).
According to Tallberg (2010), some reasons allow the access of TNAs within
IGOs. The first is the functional efficiency of TNAs. The selection of TNAs occurs
because of their technical capacity to achieve precise results in matters that IGOs
are unable to resolve. This process of delegation can vary according to the needs
of international organizations. The second reason is democratic legitimacy. As
discussed before, IGOs were heavily pressured at the beginning of the 1990s
due to several accusations regarding democratic deficits in their decision-making
procedures. In this sense, TNAs do not only act in favor of democracy promotion
as a system of government, but also as improvers of democratic legitimacy
within the IGOs, since global civil society can access procedures, decisions, and
consultations (Tallberg 2010). Finally, the greatest importance of institutional
power: IGOs and states can exploit TNAs to gain leverage inside IGOs, as both
an actor and an arena, respectively. Differently from IGOs, States use TNAs to
gain additional advantage within IGOs, supporting actors according to their
political positions (Tallberg 2010).
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IGOs, on the other hand, can use TNAs in two ways. First, IGOs aims to
improve their policies’ efficiency, thus maneuvering different actors according
to their like-minded practices. IGOs control the presence of TNAS in a policy
cycle, focusing on programmatic activities in the field, as service providers or
enforcement mechanisms of IGOs in some issue-areas, but not in decision-making
stages (or agenda-setting phases) (Tallberg 2010). According to Tallberg (2010),
these interactions between stages would achieve an optimal result from both
actors, as IGOs would propose an issue in the agenda-setting stage and TNAs
could participate through independent maneuvers and the implementation of
these issues.
Second, IGOs can control access to these TNAs in the organization. IGOs
can discriminate TNAs ex-ante, according to their mechanisms of selection. It is
a powerful institutional mechanism, because TNAs, to obtain access, must adapt
to perspectives and procedures of the contractor IGOs (Tallberg 2010). According
to Mahoney and Beckstrand (2011), in the case of the EU, the Commission has
funded pro-EU TNAs in matters of democracy, cultural exchange, educational
projects, and integrative policies. grounding the argument that the institutional
power appeared in the selection and funding of TNAs. This level of asymmetry
interferes directly in which process of the policy cycle TNAs will work and what
type of TNAs will be allowed: who and when. According to Tallberg (2010), the
dynamics of power would result in three concerns: “support for like-minded
actors, opposition to antagonistic actors, and reinforcement of existing power
structures” (Tallberg 2010, 57).
According to Johnson (2016), because of the differences in displays of
power, the interaction between IGOs and transnational actors can achieve four
possibilities: cooperation, co-optation, competition, and conflict. In the authors’
point of view, two causes lead the IGO-TNA interaction to these different paths:
(1) a shared array of values concerning cross-national layering and (2) distinct
resource bases. In the absence of one or two of these factors, co-optation,
competition, or conflict occur.
The IGO-TNA interaction contributes to other power relations. First, although
asymmetric, NGOs are not always adversaries, but rather tamed partners. In
this relation, ideational and material factors appear in a supply and demand
relationship. On one hand, the ideational factor is a dialog between what fits
in an IGO’s international bureaucracy intentions and what TNAs offer to it. On
the other hand, a material factor relates to physical factors. TNAs search for
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resources, which the IGOs have. It is through this combination of supply and
demand that a relationship of interdependence arise, but in an asymmetric form.
The asymmetry mainly appears in an IGO’s power as a gatekeeper agenda-setter
in policy-making circles, and TNAs as service providers in policy implementation
(Johsson 2016).
TGAs are “sub-units of governments”. A transgovernmental (TG) cooperation
relates “to a cross-border peer-to-peer partnership between public institutions
in specific policy sectors in pursuit of policy coordination, coalition building,
and other functional goals” (Panchuk, Bossuyt and Orbie 2017, 1). The use of
TGAs by IGOs is generally associated with the governance model of democracy
promotion. In fact, they use TGAs to change public administration rules and
frameworks towards “good governance” policies (Panchuk, Bossuyt and
Orbie 2017).
The type of institutional power in cases of TGAs relates to the “sectoral
conditionality”, in which the IGOs can possess greater bargaining power over
some countries, including some democratic governance norms and policies in
their particular governmental sectors (Panchuk, Bossuyt and Orbie 2017). In this
sense, the IGO´s control relates to the selection and capacity provision of TG
cooperation works as a democratic governance promoter. Another aspect is the
sector politicization, or the susceptibility of the sector of conflict of interest or
corruption, which has some influence on the quality of democracy promotion.
In this sense, TG cooperation relates to the IGO’s sectoral conditionality in
the particular policy sector (Panchuk, Bossuyt and Orbie 2017). Differently of
NGOs, TG cooperation gives more importance to domestic factors in matters
of organizational capacity, the politicization of internal bureaucracy, and the
leverages of the IGOs in the incentives to produce democratic norms. Empirically,
as demonstrated by Panchuk Panchuk, Bossuyt, and Orbie (2017), the use of
TGAs varies according to “political liberalization, sector politicization, sector
technical complexity, and EU sectoral conditionality” (Panchuk, Bossuyt and
Orbie 2017, 5).
Therefore, as a means to summarize this information, Table 3 presents the
dimensions mobilized in this article: a) the types of power; b) the application to
the state-centric promotion; c) the IGOs discussed in this article; d) the models
of democracy promotion associated with their types.
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Table 3 — Typologies of power in a comparative perspective: State-centric vs IGOs
Type of
power
Application to state-centric
promotion
Intergovernmental
Organizations
Model of
democracy
promotion
Compulsory
power
“Concerns the capacity of
democracy promoters to directly
shape the behavior of (actors in)
recipient countries”
(Wolff 2015, 222)
Concerns the capacity
of the direct use of
institutional mechanisms
(both rewards or
punishments) in
different moments of
democratization. These
institutional mechanisms
serve as political
conditionality based on
compliance responses and
in an asymmetric relation
between IGOs and target
countries.
Leverage
Institutional
power
“Concerns the capacity to
indirectly influence recipient
behavior through a democracy
promoter’s impact on
international institutions and
nongovernmental organizations”
(Wolff 2015, 222)
Concerns the indirect
use of TNA/TGAs
organizations to protect
democracies.
Governance
Structural
power
“Concerns the capacity to
directly shape the structure of
relations between democracy
promoter and recipient, as well
as the structural conditions
in recipient countries through
interaction with (actors in)
recipient countries”
(Wolff 2015, 222)
Concerns the capacity
to project structures of
governance (technocratic
organizations) and
long-term policy
changes (economic and
political) to enhance
democratization
scenarios.
Linkage/
Governance
Productive
power
“Concerns the capacity to
indirectly shape the structure
of bilateral relations and the
structural conditions in recipient
countries through effects on
general systems of knowledge
and discursive practices”
(Wolff, 2015, 222).
Concerns the constitutive
capacity of bureaucracies
to a) construct a
normative concept,
meaning, and identity
of democracy b) project
this concept as promoter/
protector of set norms
Governance
and Linkage
Source: Authors’ compilation in dialog with Wolff (2015) and Freyburg et al. (2015).
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Conclusion
As discussed in this article, the international promotion of democracy is a
matter of power. In this regard, the current literature paid little attention to the
multifaceted feature of this power, especially as regards the role of the nation-
state (Wolff 2015). Specifically, this article called attention to the literature gap
concerning the role of IGOs in this multifaceted power found in the promotion of
democracy. Some crucial insights have also arisen for further analysis. First, the
analytical decision for the role of IGOs called for understanding the differences
between these organizations and nation-states.
Indeed, as demonstrated, this differentiation is not trivial. First, the use
of power in democracy protection requires the understanding of international
bureaucracies. As sources of IGOs’ actorness, international bureaucracies seem
to be the core of instrumental, substantive, and normative action of IGOs in
world politics. Second, in association with the role of bureaucracies (actors), the
analysis of the interaction with the arena of negotiation (nation-states) can be
loose. In other words, although the international bureaucracies can trace some
independence, nation-states still have a place in the democracy protection policies
in IGOs. Third, the understanding of power by IGOs in democracy protection need
to answer three essential questions: a) What is the substance (normative) of the
concept of democracy protection?; b) What type of institutions are protected,
expanded, promoted?; c) What institutional mechanisms and organizations are
used for this end? Indeed, the theoretical-conceptual debate of IGOs in democracy
protection open a range of analysis, not only to understand the types of power
in place, but also how they interact toward democracy expansion. This opens
an interdisciplinary approach and an empirical mobilization that is not trivial,
but rather requires attentive eyes of those who delve into it.
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